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| Executive Profiles: Our management team. |
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Paul Cox joined ComplianceMAX Financial in 2001 as a compliance consultant specializing in regulatory audits and registrations. He was instrumental in the creation of the Resources™ and ResourcesPLUS™ programs and the developed registration services for Investment Advisers and Hedge Funds.
Prior to ComplianceMAX Financial, Paul served as Compliance Officer for Sentra Securities Corp, Spelman & Co, SunAmerica where he oversaw compliance and branch inspections for over 420 offices. Paul has over fourteen years of organizational and management experience in the areas of finance, operations, public relations and marketing with eight years of specialized regulatory compliance experience.
Paul holds a BBA in Finance from National University, as well as Securities Licenses 7, 24, 63 and 65.
Email Paul Cox at paulcox@compliancemax.com. |
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