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| cMAX News: Read more about ComplianceMAX. |
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August 8, 2007: National Regulatory Services (NRS), a division of SourceMedia, and a leading, national compliance consulting firm announced the acquisition of ComplianceMax Financial Corporation which has its
November 20, 2006: ComplianceMAX Financial Corporation, a leader in regulatory compliance technologies and services, announces the release of its new Small Business ComplianceT platform. This release is a
| significant step towards helping small broker/dealers achieve & maintain regulatory compliance. Read more |
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November 14, 2006: ComplianceMAX Financial Corporation, a leader in regulatory compliance technologies
and services, announces a
strategic partnership with Quest Continuing Education Solutions to provide
| regulatory training and continuing education courses to ComplianceMAX customers. Read more |
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November 2006: "Unless you're still convinced you can save some cash by building your own compliance
system (which I would argue is probably delusional), trying Resources™ on for size would seem to be a
November 8, 2006: NASD's great divide: exam priorities vs. exam findings, by Lisa Roth and Travis
November 2005: Financial Computer Support, Inc. Leverages Alliance with ComplianceMAX to Provide a Total Compliance Solution. Read more
September 2005: "Compliance on the Web—Here's a compliance outsource solution that gives you the same
| economies of scale as the giants," by Bob Veres, Inside Information (page 15). Read more |
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September 1, 2005: ComplianceMAX Financial Corporation, a leader in regulatory compliance systems unveils a new version of ResourcesT, its popular compliance program for small firms at FPA San Diego 2005. Read more
August 29, 2005: ComplianceMAX Financial Corporation, a leader in regulatory compliance systems, today announced the launch of cMAX Supervisor, an E-mail and IM compliance solution designed specifically for
| Investment Advisers, Hedge Funds and Broker/Dealers. Read more |
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