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News: Read more about NRS.
 
August 8, 2007: National Regulatory Services (NRS), a division of SourceMedia, and a leading, national compliance consulting firm announced the acquisition of ComplianceMax Financial Corporation which has its
headquarters in San Diego, CA. Read more Adobe PDF File

November 20, 2006: National Regulatory Services, a leader in regulatory compliance technologies and services, announces the release of its new Small Business ComplianceT platform. This release is a
significant step towards helping small broker/dealers achieve & maintain regulatory compliance. Read more Adobe PDF File

November 14, 2006:
National Regulatory Services, a leader in regulatory compliance technologies
and services, announces a strategic partnership with Quest Continuing Education Solutions to provide
regulatory training and continuing education courses to ComplianceMAX customers. Read more Adobe PDF File

November 2006: "Unless you're still convinced you can save some cash by building your own compliance
system (which I would argue is probably delusional), trying Resources™ on for size would seem to be a
no-brainer," by David Drucker. Read more Adobe PDF File

November 8, 2006: NASD's great divide: exam priorities vs. exam findings, by Lisa Roth and Travis

Rothlisberger. Read more

Adobe PDF File