Firm Element shouldn't break your budget!
Training is the backbone of every compliance program. The ComplianceMAX system offers on-line Firm Element training courses covering a broad range of topics.

Our compliance training courses are written in-house by the ComplianceMAX Institute and reflect the latest regulatory changes. Custom courses can be written on almost any topic.

Convenient Web-Interface
The ComplianceMAX compliance training courses can be accessed anytime from an internet connected computer with a standard web-browser. Your registered representatives will have their own log-in to a customized compliance portal which alerts them to any new assignments and tracks their progress in real-time. Every course features a standard user-friendly interface and instructional content. Courses are validated for completeness before each user can complete an assignment.

• User-friendly browser interface
• Alerts/notifications of assignments
• Progress tracking

Powerful Web-Reporting
Managing and overseeing your training has never been easier. A powerful real-time reporting engine provides compliance managers with progress and status reports for each user. Your branch structure is entered directly into the ComplianceMAX system and status reports roll-up according to the reporting structure of your firm. You will know in real-time which registered reps have started, finished or are overdue on their assignments.

• Overall Training Status Report

• Status reports by assignment or person
• Roll-Up reporting based on branch structure