NRS Logo
 
Skip Navigation Links
Request More Info
Skip Navigation Links
 
Web Seminars: for Current Customers.

Calendar View Calendar View

  New Customer Training
 
for Broker-Dealers for Investment Advisers & Hedge Funds   For Broker-Dealers, Investment Advisers & Hedge Funds
   
Resources™ & Resources Plus™ Technology Training
July 23, 2008, 11am Pacific Time, FREE | Register
July 30, 2008, 11am Pacific Time, FREE | Register
August 06, 2008, 11am Pacific Time, FREE | Register
   
 

Monthly Compliance Seminars

 
 for Investment Advisers & Hedge Funds  

For Investment Advisers & Hedge Funds

   
Best Execution Reviews: From Traders to Financial Planners: Methods for Documenting Best Executions
August 19, 2008, 1pm Pacific Time, FREE | Register

Solicitor Arrangements: Due Diligence; Licensing and Registration; Ongoing monitoring and recordkeeping
September 16, 2008, 1pm Pacific Time, FREE | Register

The Fiduciary Standard and the Fiduciary Standard Review 
October 21, 2008, 11am Pacific Time, FREE | Register
     
 

For Broker-Dealers

   
Broker-Dealer Regulatory Initiatives
August 14, 2008, 1pm Pacific Time, FREE | Register
September 11, 2008, 1pm Pacific Time, FREE | Register
October 09, 2008, 1pm Pacific Time, FREE | Register