Firm Element shouldn't break your budget!
Training is the backbone of every compliance program. The ComplianceMAX system offers on-line Firm Element training courses covering a broad range of topics.
Our compliance training courses are written in-house by the NRS Educational And Training Team and reflect the latest regulatory changes. Custom courses can be written on almost any topic.
NRS compliance training courses can be accessed via the ComplianceMAX system from an internet connected computer with a standard web-browser. Your registered representatives will have their own log-in to a customized compliance portal which alerts them to any new assignments and tracks their progress in real-time. Every course features a standard user-friendly interface and instructional content. Courses are validated for completeness before each user can complete an assignment.
- User-friendly browser interface
- Alerts/notifications of assignments
- Progress tracking
Managing and overseeing your training has never been easier. A powerful real-time reporting engine provides compliance managers with progress and status reports for each user. Your branch structure is entered directly into the ComplianceMAX system and status reports roll-up according to the reporting structure of your firm. You will know in real-time which registered reps have started, finished or are overdue on their assignments.
Overall Training Status Report
- Status reports by assignment or person
- Roll-Up reporting based on branch structure
National Regulatory Services knows that you're challenged every day to do more with less. We've positioned our compliance firm element training courses to offer the maximum value available in the marketplace.